Filing Details
- Accession Number:
- 0001575705-20-000187
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-09-11 21:45:49
- Reporting Period:
- 2019-03-31
- Accepted Time:
- 2020-09-11 21:45:49
- Original Submission Date:
- 2020-09-11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 8504 | Ageagle Aerial Systems Inc. | UAVS | Aircraft (3721) | 880422242 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1589809 | M. Nicole Fernandez-Mcgovern | C/O Ageagle Aerial Systems Inc. 8863 E. 34Th Street North Wichita KS 67226 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | Acquisiton | 2020-09-08 | 35,000 | $0.06 | 105,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 | Disposition | 2020-09-08 | 35,000 | $2.58 | 70,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.001 | Acquisiton | 2020-04-13 | 70,000 | $0.00 | 70,000 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to purchase common stock, par value $0.001 per share | Disposition | 2020-09-08 | 35,000 | $0.00 | 35,000 | $0.06 |
| Common Stock | Options to purchase common stock, par value $0.001 per share | Acquisiton | 2020-06-30 | 12,500 | $0.00 | 12,500 | $1.19 |
| Common Stock | Options to purchase common stock, par value $0.001 per share | Acquisiton | 2020-05-14 | 125,000 | $0.00 | 125,000 | $1.27 |
| Common Stock | Options to purchase common stock, par value $0.001 per share | Acquisiton | 2020-03-31 | 12,500 | $0.00 | 12,500 | $0.41 |
| Common Stock | Options to purchase common stock, par value $0.001 per share | Acquisiton | 2019-12-31 | 12,500 | $0.00 | 12,500 | $0.45 |
| Common Stock | Options to purchase common stock, par value $0.001 per share | Acquisiton | 2019-09-30 | 87,500 | $0.00 | 87,500 | $0.31 |
| Common Stock | Options to purchase common stock, par value $0.001 per share | Acquisiton | 2019-06-30 | 12,500 | $0.00 | 12,500 | $0.29 |
| Common Stock | Options to purchase common stock, par value $0.001 per share | Acquisiton | 2019-03-31 | 12,500 | $0.00 | 12,500 | $0.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 742,533 | 2027-10-02 | No | 4 | M | Direct | |
| 777,533 | 2025-06-29 | No | 4 | A | Direct | |
| 765,033 | 2025-05-13 | No | 4 | A | Direct | |
| 640,033 | 2025-03-30 | No | 4 | A | Direct | |
| 627,533 | 2024-12-30 | No | 4 | A | Direct | |
| 615,033 | 2024-09-29 | No | 4 | A | Direct | |
| 527,533 | 2024-06-29 | No | 4 | A | Direct | |
| 515,033 | 2024-03-30 | No | 4 | A | Direct |
Footnotes
- The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020.
- The price reported in Colum 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $2.55 to $2.61.
- Reflects vested restricted stock units. The restricted stock units were performance based awards granted under the Company's 2019 Bonus Plan.
- The options became exercisable and vested in equal installments over a two-year period.
- The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.
Billionaire Hedge Funds
