Filing Details
- Accession Number:
- 0001415889-20-002292
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-11 18:20:55
- Reporting Period:
- 2020-09-10
- Accepted Time:
- 2020-09-11 18:20:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1606366 | El Pollo Loco Holdings Inc. | LOCO | Retail-Eating Places (5812) | 203563182 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1614571 | Laurance Roberts | C/O El Pollo Loco Holdings, Inc. 3535 Harbor Blvd, Suite 100 Costa Mesa CA 92626 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-09-10 | 13,600 | $4.09 | 109,096 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-09-10 | 13,600 | $17.75 | 95,496 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2020-09-10 | 13,600 | $0.00 | 13,600 | $4.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,183 | 2016-12-28 | 2023-07-15 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 3, 2019.
- Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $17.36 to $17.88 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- This Form 4 updates and corrects the number of derivative securities beneficially owned following the reported transaction, which amount was underreported by 37,992 shares in Column 9 of Table II in prior Form 4s filed with the Securities and Exchange Commission on each of April 13, 2020, June 11, 2020 and July 31, 2020.
Billionaire Hedge Funds
