Filing Details
- Accession Number:
- 0001401708-20-000176
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-11 16:41:29
- Reporting Period:
- 2020-09-08
- Accepted Time:
- 2020-09-11 16:41:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1401708 | Nanostring Technologies Inc | NSTG | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1326794 | Kirk Malloy | 530 Fairview Avenue N Seattle WA 98109 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-09-08 | 1,500 | $16.36 | 3,390 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-09-08 | 1,000 | $7.47 | 4,390 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-09-08 | 3,400 | $36.61 | 990 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2020-09-08 | 1,500 | $16.36 | 1,500 | $16.36 |
Common Stock | Stock Options (right to buy) | Disposition | 2020-09-08 | 1,000 | $7.47 | 1,000 | $7.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,935 | 2026-09-11 | No | 4 | M | Direct | |
3,168 | 2027-12-31 | No | 4 | M | Direct |
Footnotes
- The sales reported by Mr. Malloy were effected pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2020.
- 50% of the shares subject to the Option vest on the one year anniversary of September 12, 2016 (the "Vesting Commencement Date") and thereafter the remaining 50% of the total shares vest in twelve equal monthly installments on each monthly anniversary of the Vesting Commencement Date, subject to continued service as a director through each vesting date.
- 100% of the shares subject to the Option vest on the one year anniversary of January 1, 2018. The vesting of shares subject to the Option will accelerate in full upon a "change in control" as defined in the 2013 Equity Incentive Plan.