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Home > Insider Trading > Filing (0001209191-20-050147)

Filing Details

Accession Number:: 0001209191-20-050147
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-09-11 16:20:26
Reporting Period:: 2020-09-10

Accepted Time:: 2020-09-11 16:20:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1300699	Athenex Inc.	ATNX	Pharmaceutical Preparations (2834)	431985966

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1772350	Jordan Kanfer	C/O Athenex, Inc. 1001 Main Street, Suite 600 Buffalo NY 14203		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-09-10	450	$11.49	4,634	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$12.06		2029-04-01	10,000	10,000	Direct
Common Stock	Stock Option (Right to Buy)	$11.49		2029-04-03	2,500	2,500	Direct
Common Stock	Stock Option (Right to Buy)	$12.45		2030-06-05	15,000	15,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2029-04-01	10,000	10,000	Direct
2029-04-03	2,500	2,500	Direct
2030-06-05	15,000	15,000	Direct

Footnotes

This option vests in four equal annual installments beginning on April 1, 2020.
This option vests in four equal annual installments beginning on April 3, 2020.
This option vests in four equal annual installments beginning on June 5, 2021.