Filing Details
- Accession Number:
- 0001250853-20-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-10 21:25:07
- Reporting Period:
- 2020-09-08
- Accepted Time:
- 2020-09-10 21:25:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1083446 | Apollo Medical Holdings Inc. | AMEH | Services-Management Consulting Services (8742) | 870042699 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1664499 | S. Thomas Lam | 1668 Garfield Ave., 2Nd Floor Alhambra CA 91801 | President And Co-Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-09-08 | 63,510 | $9.00 | 1,840,124 | No | 4 | M | Indirect | By Thomas and Jeanette Lam 2002 Family Trust |
Common Stock | Disposition | 2020-09-08 | 30,252 | $18.89 | 1,809,872 | No | 4 | F | Indirect | By Thomas and Jeanette Lam 2002 Family Trust |
Common Stock | Acquisiton | 2020-09-09 | 5,000 | $17.85 | 1,814,872 | No | 4 | P | Indirect | By Thomas and Jeanette Lam 2002 Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By Thomas and Jeanette Lam 2002 Family Trust |
No | 4 | F | Indirect | By Thomas and Jeanette Lam 2002 Family Trust |
No | 4 | P | Indirect | By Thomas and Jeanette Lam 2002 Family Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to Purchase Common Stock | Disposition | 2020-09-08 | 63,510 | $0.00 | 63,510 | $9.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-12-07 | 2020-10-14 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 61,343 | Direct | |
Common Stock | 17,307,214 | Indirect | By Allied Physicians of California, A Professional Medical Corporation |
Footnotes
- These securities are held by the Thomas and Jeanette Lam 2002 Family Trust U/A dated 09/06/2002. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- These securities are beneficially owned by Allied Physicians of California, A Professional Medical Corporation, of which the Reporting Person is a director, officer and shareholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.