Filing Details

Accession Number:
0001250853-20-000068
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-10 21:25:07
Reporting Period:
2020-09-08
Accepted Time:
2020-09-10 21:25:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1083446 Apollo Medical Holdings Inc. AMEH Services-Management Consulting Services (8742) 870042699
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1664499 S. Thomas Lam 1668 Garfield Ave., 2Nd Floor
Alhambra CA 91801
President And Co-Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-09-08 63,510 $9.00 1,840,124 No 4 M Indirect By Thomas and Jeanette Lam 2002 Family Trust
Common Stock Disposition 2020-09-08 30,252 $18.89 1,809,872 No 4 F Indirect By Thomas and Jeanette Lam 2002 Family Trust
Common Stock Acquisiton 2020-09-09 5,000 $17.85 1,814,872 No 4 P Indirect By Thomas and Jeanette Lam 2002 Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Thomas and Jeanette Lam 2002 Family Trust
No 4 F Indirect By Thomas and Jeanette Lam 2002 Family Trust
No 4 P Indirect By Thomas and Jeanette Lam 2002 Family Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants to Purchase Common Stock Disposition 2020-09-08 63,510 $0.00 63,510 $9.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-12-07 2020-10-14 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 61,343 Direct
Common Stock 17,307,214 Indirect By Allied Physicians of California, A Professional Medical Corporation
Footnotes
  1. These securities are held by the Thomas and Jeanette Lam 2002 Family Trust U/A dated 09/06/2002. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  2. These securities are beneficially owned by Allied Physicians of California, A Professional Medical Corporation, of which the Reporting Person is a director, officer and shareholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.