Filing Details
- Accession Number:
- 0001127602-20-024961
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-10 20:20:58
- Reporting Period:
- 2020-09-08
- Accepted Time:
- 2020-09-10 20:20:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1660119 | L Tracy Skeans | 1441 Gardiner Lane Louisville KY 40213 | Chief People Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-09-08 | 1,357 | $35.10 | 13,186 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-09-08 | 501 | $95.22 | 12,685 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2020-09-08 | 856 | $95.00 | 11,829 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-09-08 | 2,009 | $35.10 | 13,838 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-09-08 | 741 | $95.22 | 13,097 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2020-09-08 | 1,268 | $95.00 | 11,829 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-09-08 | 1,246 | $95.00 | 10,583 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2020-09-08 | 1,357 | $0.00 | 1,357 | $35.10 |
| Common Stock | Stock Appreciation Right | Disposition | 2020-09-08 | 2,009 | $0.00 | 2,009 | $35.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,662 | 2015-02-04 | 2021-02-04 | No | 4 | M | Direct |
| 704 | 2015-02-04 | 2021-02-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,103 | Indirect | 401(k) Plan |
Footnotes
- Pursuant to 10b5-1 Plan
Billionaire Hedge Funds
