Filing Details
- Accession Number:
- 0001628280-20-013454
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-10 17:24:38
- Reporting Period:
- 2020-09-08
- Accepted Time:
- 2020-09-10 17:24:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1576280 | Guardant Health Inc. | GH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1336504 | T Ian Clark | 505 Penobscot Drive Redwood City CA 94063 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-09-08 | 9,146 | $4.18 | 13,789 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-09-08 | 5,263 | $88.69 | 8,526 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-09-08 | 2,747 | $89.78 | 5,779 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-09-08 | 1,136 | $90.54 | 4,643 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2020-09-08 | 8,070 | $0.00 | 8,070 | $4.18 |
| Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2020-09-08 | 1,076 | $0.00 | 1,076 | $4.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,760 | 2027-05-30 | No | 4 | M | Direct | |
| 7,532 | 2027-11-29 | No | 4 | M | Direct |
Footnotes
- These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $88.18 to $89.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $89.185 to $90.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price.The shares were sold in multiple transactions at prices ranging from $90.22 to $90.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on January 3, 2017.
- The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on October 25, 2017.
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