Filing Details
- Accession Number:
- 0001573785-20-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-10 16:01:36
- Reporting Period:
- 2020-09-09
- Accepted Time:
- 2020-09-10 16:01:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 320017 | Caladrius Biosciences Inc. | CLBS | Services-Misc Health & Allied Services, Nec (8090) | 222343568 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1573785 | H. Michael Davidson | 110 Allen Road 2Nd Floor Basking Ridge NJ 07920 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-09-09 | 55,525 | $1.80 | 106,588 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transaction prices ranging from $1.74 to $1.84, inclusive. The reporting person undertakes to provide Caladrius Biosciences, Inc., any security holder of Caladrius Biosciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- Includes 51,063 shares of unvested restricted stock units.
Billionaire Hedge Funds
