Filing Details

Accession Number:
0001001250-20-000087
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-10 12:27:49
Reporting Period:
2020-09-08
Accepted Time:
2020-09-10 12:27:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001250 Estee Lauder Companies Inc EL Perfumes, Cosmetics & Other Toilet Preparations (2844) 112408943
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1034657 S Barry Sternlicht Starwood Capital Group
591 W. Putnam Ave.
Greenwich CT 06830
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-09-08 5,000 $35.51 35,982 No 4 M Direct
Class A Common Stock Disposition 2020-09-08 5,000 $215.92 30,982 No 4 S Direct
Class A Common Stock Disposition 2020-09-09 5,000 $35.51 35,982 No 4 M Direct
Class A Common Stock Disposition 2020-09-09 5,000 $219.62 30,982 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option (Right to Buy) Disposition 2020-09-08 5,000 $0.00 5,000 $35.51
Class A Common Stock Option (Right to Buy) Disposition 2020-09-09 5,000 $0.00 5,000 $35.51
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2011-11-09 2020-11-09 No 4 M Direct
0 2011-11-09 2020-11-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 12,000 Indirect 1999 Sternlicht Family Trust 1
Class A Common Stock 12,000 Indirect 1999 Sternlicht Family Trust 2
Class A Common Stock 12,000 Indirect 1999 Sternlicht Family Trust 3
Footnotes
  1. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
  2. Sales prices range from $215.80 to $216.09 per share, inclusive.
  3. Sales prices range from $219.61 to $219.71 per share, inclusive.
  4. The Reporting Person disclaims beneficial ownership of such shares to the extent he does not have a pecuniary interest in such shares.
  5. Stock Options granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.
  6. Not applicable.