Filing Details
- Accession Number:
- 0001367859-20-000179
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-10 08:57:17
- Reporting Period:
- 2020-09-08
- Accepted Time:
- 2020-09-10 08:57:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1367859 | Citizens Community Bancorp Inc. | CZWI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204872 | S James Broucek | C/O Citizens Community Bancorp, Inc. 2174 Eastridge Center Eau Claire WI 54701 | Evp/Cfo/Treasurer/Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2020-09-08 | 200 | $6.91 | 33,874 | No | 4 | P | Indirect | By IRA |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2020-09-09 | 400 | $7.01 | 34,274 | No | 4 | P | Indirect | By IRA |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2020-09-09 | 500 | $7.00 | 34,774 | No | 4 | P | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 8,064 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option (right to buy) | $13.60 | 2027-10-31 | 8,000 | 8,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-10-31 | 8,000 | 8,000 | Direct |
Footnotes
- These shares are held in the reporting person's self-directed IRA.
- The common stock option awarded under the Company's 2008 Equity Incentive Plan vests as follows: 20% of the shares vest on each of October 31, 2018, October 31, 2019, October 31, 2020, October 31, 2021 and October 31, 2022.
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