Filing Details
- Accession Number:
- 0001437749-20-019524
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-09 21:28:27
- Reporting Period:
- 2020-09-04
- Accepted Time:
- 2020-09-09 21:28:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1029125 | Sun Biopharma Inc. | SNBP | Pharmaceutical Preparations (2834) | 870543922 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1652797 | W. Paul Schaffer | 712 Vista Blvd #305 Waconia MN 55387 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-09-04 | 24,775 | $2.51 | 159,195 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-09-08 | 225 | $2.55 | 159,420 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 30,665 | Indirect | By Paul W. Schaffer Trust |
Footnotes
- Reflects the weighted average price of 24,775 shares of common stock of Sun BioPharma, Inc. purchased by the reporting person in multiple transactions on September 4, 2020 with purchase prices ranging from $2.4298 to $2.55 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
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