Filing Details

Accession Number:
0001123292-20-001077
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-09 17:47:47
Reporting Period:
2020-09-04
Accepted Time:
2020-09-09 17:47:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571996 Dell Technologies Inc. DELL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1215588 W Jeffrey Clarke One Dell Way
Round Rock TX 78682
Coo & Vice Chairman No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class C Common Stock Acquisiton 2020-09-04 73,275 $13.75 457,720 No 4 M Direct
Class C Common Stock Disposition 2020-09-04 28,635 $63.80 429,085 No 4 S Direct
Class C Common Stock Disposition 2020-09-04 35,080 $64.81 394,005 No 4 S Direct
Class C Common Stock Disposition 2020-09-04 9,560 $65.64 384,445 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class C Common Stock Options to Acquire Class C Common Stock Disposition 2020-09-04 73,275 $0.00 73,275 $13.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,090,943 2023-11-25 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. The price reported in Column 4 represents a weighted average sales price of $63.802. These shares were sold in multiple transactions at prices ranging from $63.22 to $64.20, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2, 3, and 4.
  3. The price reported in Column 4 represents a weighted average sales price of $64.805. These shares were sold in multiple transactions at prices ranging from $64.22 to $65.20, inclusive.
  4. The price reported in Column 4 represents a weighted average sales price of $65.635. These shares were sold in multiple transactions at prices ranging from $65.24 to $66.10, inclusive.
  5. The options are fully vested.
  6. Consists of 729,720 time-based options and 1,361,223 performance-based options.