Filing Details
- Accession Number:
- 0001127602-11-011706
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-01 17:33:18
- Reporting Period:
- 2011-04-01
- Filing Date:
- 2011-04-01
- Accepted Time:
- 2011-04-01 17:33:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1301063 | Alpha Natural Resources Inc. | ANR | Bituminous Coal & Lignite Surface Mining (1221) | 421638663 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1316840 | W Eddie Neely | One Alpha Place P. O. Box 2345 Abingdon VA 24212 | Evp & Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-04-01 | 7,420 | $59.97 | 53,724 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-04-01 | 2,500 | $12.73 | 56,224 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-01 | 2,500 | $60.00 | 53,724 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Options (Right to Buy) | Disposition | 2011-04-01 | 2,500 | $0.00 | 2,500 | $12.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 642 | 2014-11-10 | No | 4 | M | Direct |
Footnotes
- The transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 23, 2011.
- The transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on February 25, 2011.
- The options vest as follows: 6,270 shares became exercisable on November 10, 2007, 6,284 shares became exercisable on November 10, 2008, and the remaining 6,284 shares will become exercisable on November 10, 2009.
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