Filing Details
- Accession Number:
- 0001437749-20-019490
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-09 14:16:27
- Reporting Period:
- 2020-09-04
- Accepted Time:
- 2020-09-09 14:16:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
768408 | Cyanotech Corp | CYAN | Medicinal Chemicals & Botanical Products (2833) | 911206026 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201156 | / A Michael Davis | Cyanotech Corporation 73-4460 Queen Kaahumanu Hwy #102 Kailua-Kona HI 96740 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Cyanotech Corporation Common Stock | Acquisiton | 2020-09-04 | 1,000 | $2.59 | 17,916 | No | 4 | P | Indirect | By self as trustee for Nettizanne Johnstone Davis GST Exempt Trust |
Cyanotech Corporation Common Stock | Acquisiton | 2020-09-08 | 268 | $2.81 | 18,184 | No | 4 | P | Indirect | By self as trustee for Nettizanne Johnstone Davis GST Exempt Trust |
Cyanotech Corporation Common Stock | Acquisiton | 2020-09-04 | 923 | $2.58 | 14,321 | No | 4 | P | Indirect | By self as trustee for Nyracai Johnstone Davis GST Exempt Trust |
Cyanotech Corporation Common Stock | Acquisiton | 2020-09-08 | 3,973 | $2.83 | 18,294 | No | 4 | P | Indirect | By self as trustee for Nyracai Johnstone Davis GST Exempt Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By self as trustee for Nettizanne Johnstone Davis GST Exempt Trust |
No | 4 | P | Indirect | By self as trustee for Nettizanne Johnstone Davis GST Exempt Trust |
No | 4 | P | Indirect | By self as trustee for Nyracai Johnstone Davis GST Exempt Trust |
No | 4 | P | Indirect | By self as trustee for Nyracai Johnstone Davis GST Exempt Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Cyanotech Corporation Common Stock | 12,119 | Direct | |
Cyanotech Corporation Common Stock | 31,250 | Indirect | By Spouse |
Cyanotech Corporation Common Stock | 150,000 | Indirect | By self as co-trustee for the Nyracai Davis Irr. Trust and the Nettizanne J. Davis Irr. Trust |
Cyanotech Corporation Common Stock | 477,048 | Indirect | By self as trustee of the Michael Arlen Davis Revocable Trust |
Cyanotech Corporation Common Stock | 424,621 | Indirect | By self as director of Skywords Family Foundation Inc. |
Footnotes
- The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.58 to $2.60, inclusive. The reporting person undertakes to provide to Cyanotech Corporation, any security holder of Cyanotech Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnote 2, 3 and 4.
- The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.75 to $2.85, inclusive.
- The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.58 to $2.60, inclusive.
- The price reported is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.64 to $2.85, inclusive.
- Skywords is a 501(c)(3) charitable foundation, of which the Reporting Person and his spouse serve as the two directors. The Reporting Person should not be deemed to be a beneficial owner of the shares held by Skywords under Rule 16a-2, however, the shares held by Skywords are included here for purposes of complete disclosure and in light of such shares having been previously disclosed on previous Forms 4 filed by the Reporting Person.