Filing Details

Accession Number:
0001001250-20-000083
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-08 20:32:10
Reporting Period:
2020-09-03
Accepted Time:
2020-09-08 20:32:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001250 Estee Lauder Companies Inc EL Perfumes, Cosmetics & Other Toilet Preparations (2844) 112408943
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1441645 Gregory Polcer The Estee Lauder Companies Inc.
767 Fifth Avenue
New York NY 10153
Evp - Global Supply Chain No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-09-03 7,306 $0.00 86,620 No 4 A Direct
Class A Common Stock Disposition 2020-09-03 3,215 $219.80 83,405 No 4 F Direct
Class A Common Stock Disposition 2020-09-08 1,833 $213.26 81,572 No 4 S Direct
Class A Common Stock Disposition 2020-09-08 2,208 $214.01 79,364 No 4 S Direct
Class A Common Stock Disposition 2020-09-08 50 $214.82 79,314 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option (Right to Buy) Acquisiton 2020-09-03 15,521 $0.00 15,521 $218.06
Class A Common Stock Restricted Stock Units (Share Payout) Acquisiton 2020-09-03 4,136 $0.00 4,136 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,521 2030-09-03 No 4 A Direct
4,136 No 4 A Direct
Footnotes
  1. Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.
  2. Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.
  3. The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on September 1, 2020.
  4. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
  5. Sales prices range from $212.68 to $213.67 per share, inclusive.
  6. Sales prices range from $213.71 to $214.70 per share, inclusive.
  7. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 5,173 shares exercisable from and after January 1, 2022; 5,174 shares exercisable from and after January 1, 2023; and 5,174 shares exercisable from and after January 1, 2024.
  8. Not applicable.
  9. Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 1,378 on November 1, 2021; 1,379 on November 1, 2022; and 1,379 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.