Filing Details
- Accession Number:
- 0001001250-20-000080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-08 16:34:27
- Reporting Period:
- 2020-09-03
- Accepted Time:
- 2020-09-08 16:34:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428855 | Fabrizio Freda | The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-09-03 | 40,682 | $0.00 | 108,856 | No | 4 | A | Direct | |
| Class A Common Stock | Disposition | 2020-09-03 | 21,651 | $219.80 | 87,205 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2020-09-04 | 1,440 | $212.67 | 85,765 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-09-04 | 3,006 | $213.85 | 82,759 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-09-04 | 1,634 | $214.87 | 81,125 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-09-04 | 2,725 | $215.92 | 78,400 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-09-04 | 7,567 | $217.06 | 70,833 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-09-04 | 2,221 | $218.15 | 68,612 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-09-04 | 438 | $218.79 | 68,174 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Option (Right to Buy) | Acquisiton | 2020-09-03 | 89,746 | $0.00 | 89,746 | $218.06 |
| Class A Common Stock | Restricted Stock Units (Share Payout) | Acquisiton | 2020-09-03 | 23,914 | $0.00 | 23,914 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 89,746 | 2030-09-03 | No | 4 | A | Direct | |
| 23,914 | No | 4 | A | Direct |
Footnotes
- Reflects payout of Performance Share Units ("PSUs") granted to Reporting Person on September 5, 2017.
- Represents the withholding of shares for tax purposes in connection with the payout of the PSUs.
- The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on August 31, 2020.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices range from $212.17 to $213.14 per share, inclusive.
- Sales prices range from $213.27 to $214.25 per share, inclusive.
- Sales prices range from $214.28 to $215.21 per share, inclusive.
- Sales prices range from $215.49 to $216.28 per share, inclusive.
- Sales prices range from $216.55 to $217.44 per share, inclusive.
- Sales prices range from $217.58 to $218.44 per share, inclusive.
- Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 29,915 shares exercisable from and after January 1, 2022; 29,915 shares exercisable from and after January 1, 2023; and 29,916 shares exercisable from and after January 1, 2024.
- Not applicable.
- Assuming continued employment, these Restricted Stock Units ("RSUs") will vest and be paid out as follows: 7,971 on November 1, 2021; 7,971 on November 1, 2022; and 7,972 on November 1, 2023. RSUs vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date. Upon payout, shares will be withheld to cover statutory tax obligations. RSUs are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.
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