Filing Details
- Accession Number:
- 0001213900-20-025534
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-08 08:50:35
- Reporting Period:
- 2020-09-04
- Accepted Time:
- 2020-09-08 08:50:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1630805 | Babcock & Wilcox Enterprises Inc. | BW | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207269 | R Bryant Riley | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA 90025 | Yes | No | Yes | No | |
1464790 | B. Riley Financial, Inc. | 11100 Santa Monica Blvd, Suite 800 Los Angeles CA 90025 | Yes | No | Yes | No | |
1505748 | B. Riley Securities, Inc. | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA 90025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value Per Share | Acquisiton | 2020-09-04 | 2,040,816 | $2.45 | 4,044,702 | No | 4 | P | Indirect | By B. Riley Securities, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By B. Riley Securities, Inc. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value Per Share | 5,875,614 | Direct | |
Common Stock, $0.01 Par Value Per Share | 1,936,958 | Indirect | By BRC Partners Opportunity Fund, L.P. |
Common Stock, $0.01 Par Value Per Share | 176,424 | Direct | |
Common Stock, $0.01 Par Value Per Share | 37,353 | Indirect | Held in Bryant R. Riley's 401(k) account |
Common Stock, $0.01 Par Value Per Share | 33,402 | Indirect | By Bryant R. Riley, as UTMA custodian for Charlie Riley |
Common Stock, $0.01 Par Value Per Share | 31,416 | Indirect | By Bryant R. Riley, as UTMA custodian for Susan Riley |
Common Stock, $0.01 Par Value Per Share | 33,402 | Indirect | By Bryant R. Riley, as UTMA custodian for Abigail Riley |
Common Stock, $0.01 Par Value Per Share | 33,404 | Indirect | By Bryant R. Riley, as UTMA custodian for Eloise Riley |
Footnotes
- This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), and Bryant R. Riley. BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), is a subsidiary of B. Riley Capital Management, LLC, a New York limited liability company and registered investment advisor ("BRCM"), and is the general partner of BRC Partners Opportunity Fund, LP, a Delaware limited partnership ("BRPLP"). BRF is the parent company of BRCM. As a result, BRF and BRCM may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS.
- Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. Accordingly, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock held by BRPLP and BRS. Each of Bryant R. Riley, BRF, BRS, BRPGP, BRCM and BRPLP disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
- Represents shares held directly by Bryant R. Riley.