Filing Details
- Accession Number:
- 0001193805-20-001120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-04 20:30:25
- Reporting Period:
- 2020-09-02
- Accepted Time:
- 2020-09-04 20:30:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1058811 | Immersion Corp | IMMR | Computer Peripheral Equipment, Nec (3577) | 943180138 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1443284 | Eric Singer | C/O Immersion Corporation 330 Townsend Street Suite 234 San Francisco CA 94107 | Yes | No | Yes | No | |
| 1606750 | Viex Opportunities Fund, Lp Series One | C/O Immersion Corporation 330 Townsend Street Suite 234 San Francisco CA 94107 | No | No | No | Yes | |
| 1619125 | Viex Capital Advisors, Llc | C/O Immersion Corporation 330 Townsend Street Suite 234 San Francisco CA 94107 | No | No | Yes | No | |
| 1619127 | Viex Special Opportunities Fund Ii, Lp | C/O Immersion Corporation 330 Townsend Street Suite 234 San Francisco CA 94107 | No | No | No | Yes | |
| 1654852 | Viex Gp, Llc | C/O Immersion Corporation 330 Townsend Street Suite 234 San Francisco CA 94107 | No | No | No | Yes | |
| 1658891 | Viex Special Opportunities Gp Ii, Llc | C/O Immersion Corporation 330 Townsend Street Suite 234 San Francisco CA 94107 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Disposition | 2020-09-02 | 43,580 | $10.14 | 2,344,318 | No | 4 | S | Indirect | By VIEX Special Opportunities Fund II, LP |
| Common Stock, $0.001 Par Value | Disposition | 2020-09-02 | 345,187 | $10.32 | 1,999,131 | No | 4 | S | Indirect | By VIEX Special Opportunities Fund II, LP |
| Common Stock, $0.001 Par Value | Disposition | 2020-09-03 | 43,980 | $9.53 | 1,955,151 | No | 4 | S | Indirect | By VIEX Special Opportunities Fund II, LP |
| Common Stock, $0.001 Par Value | Disposition | 2020-09-03 | 54,062 | $9.21 | 1,901,089 | No | 4 | S | Indirect | By VIEX Special Opportunities Fund II, LP |
| Common Stock, $0.001 Par Value | Disposition | 2020-09-02 | 23,635 | $10.14 | 1,272,429 | No | 4 | S | Indirect | By VIEX Opportunities Fund, LP - Series One |
| Common Stock, $0.001 Par Value | Disposition | 2020-09-02 | 187,211 | $10.32 | 1,085,218 | No | 4 | S | Indirect | By VIEX Opportunities Fund, LP - Series One |
| Common Stock, $0.001 Par Value | Disposition | 2020-09-03 | 23,874 | $9.53 | 1,061,344 | No | 4 | S | Indirect | By VIEX Opportunities Fund, LP - Series One |
| Common Stock, $0.001 Par Value | Disposition | 2020-09-03 | 29,347 | $9.21 | 1,031,997 | No | 4 | S | Indirect | By VIEX Opportunities Fund, LP - Series One |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By VIEX Special Opportunities Fund II, LP |
| No | 4 | S | Indirect | By VIEX Special Opportunities Fund II, LP |
| No | 4 | S | Indirect | By VIEX Special Opportunities Fund II, LP |
| No | 4 | S | Indirect | By VIEX Special Opportunities Fund II, LP |
| No | 4 | S | Indirect | By VIEX Opportunities Fund, LP - Series One |
| No | 4 | S | Indirect | By VIEX Opportunities Fund, LP - Series One |
| No | 4 | S | Indirect | By VIEX Opportunities Fund, LP - Series One |
| No | 4 | S | Indirect | By VIEX Opportunities Fund, LP - Series One |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par Value | 22,763 | Direct |
Footnotes
- These shares are represented by restricted stock granted to Eric Singer in connection with his service on Immersion Corporation's (the "Issuer") board of directors.
- This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").
- Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.
- Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.
- Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interesttherein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes ofSection 16 or for any other purpose.
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