Home > Insider Trading > Filing (0001214659-20-007700)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1366246	Glu Mobile Inc	GLUU	Services-Computer Programming Services (7371)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1392677	R Eric Ludwig	C/O Glu Mobile Inc. 875 Howard Street, Suite 100 San Francisco CA 94103	Evp, Coo And Cfo	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-09-03	229,981	$2.13	290,301	No	4	M	Direct
Common Stock	Disposition	2020-09-03	229,981	$0.00	60,320	No	4	G	Direct
Common Stock	Acquisiton	2020-09-03	229,981	$0.00	417,674	No	4	G	Indirect	Trust
Common Stock	Disposition	2020-09-03	229,981	$7.62	187,693	No	4	S	Indirect	Trust
Common Stock	Disposition	2020-09-04	3,320	$0.00	57,000	No	4	G	Direct
Common Stock	Acquisiton	2020-09-04	3,320	$0.00	191,013	No	4	G	Indirect	Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	G	Direct
No	4	G	Indirect	Trust
No	4	S	Indirect	Trust
No	4	G	Direct
No	4	G	Indirect	Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2020-09-03	229,981	$0.00	229,981	$2.13

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
420,019		2026-10-11	No	4	M	Direct

Footnotes

The transaction was effected automatically upon the satisfaction of certain trading price conditions under a trading plan entered into on June 5, 2020 and designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 (as amended).
Includes 3,320 shares acquired pursuant to Glu Mobile Inc.'s 2007 Employee Stock Purchase Plan on August 21, 2020, which purchase was exempt from reporting Rule 16b-3(c) promulgated under the Securities Exchange Act of 1934, as amended
Represents a transfer of shares to the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.
These shares are held by the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.
Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $7.30 to $7.81. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
The option vested and became exercisable with respect to 25% of the shares on October 11, 2017, with the remaining shares vested and exercisable in equal monthly installments over the following three years.