Filing Details

Accession Number:
0001179110-20-009608
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-04 19:38:06
Reporting Period:
2020-09-02
Accepted Time:
2020-09-04 19:38:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604821 Natera Inc. NTRA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1597341 Alan Robert Schueren 201 Industrial Road
Suite 410
San Carlos CA 94070
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-09-02 17,500 $0.00 59,929 No 4 M Direct
Common Stock Disposition 2020-09-04 9,072 $61.56 50,857 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2020-09-02 17,500 $0.00 17,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
17,500 No 4 M Direct
Footnotes
  1. Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting September 2020.
  2. Each RSU represents a contingent right to receive one share of the common stock of the issuer.
  3. The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.
  4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.56 to $61.5626 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. On March 27, 2020, the Reporting Person was granted a restricted stock unit (the "RSU"), which vests in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On September 2, 2020, the Issuer's Board of Directors determined that the milestone for the first tranche was satisfied, resulting in the vesting of the reported shares of common stock under the RSU.