Filing Details

Accession Number:
0001567619-20-016495
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-04 17:10:47
Reporting Period:
2020-09-04
Accepted Time:
2020-09-04 17:10:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1512499 Lindblad Expeditions Holdings Inc. LIND Transportation Services (4700) 274749725
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1601765 Smith, Jr. Thomas S. 1334 York Avenue
New York NY 10021
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-09-03 214,952 $11.07 272,984 No 4 P Direct
Common Stock Acquisiton 2020-09-04 338 $11.42 273,322 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $10.33 to $11.38. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $11.2381 to $11.5897. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.