Filing Details
- Accession Number:
- 0001567619-20-016495
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-04 17:10:47
- Reporting Period:
- 2020-09-04
- Accepted Time:
- 2020-09-04 17:10:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1512499 | Lindblad Expeditions Holdings Inc. | LIND | Transportation Services (4700) | 274749725 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1601765 | Smith, Jr. Thomas S. | 1334 York Avenue New York NY 10021 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-09-03 | 214,952 | $11.07 | 272,984 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-09-04 | 338 | $11.42 | 273,322 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $10.33 to $11.38. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $11.2381 to $11.5897. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.