Filing Details
- Accession Number:
- 0001095315-20-000180
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-04 16:39:56
- Reporting Period:
- 2020-09-02
- Accepted Time:
- 2020-09-04 16:39:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1095315 | Pfsweb Inc | PFSW | Services-Business Services, Nec (7389) | 752837058 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1233465 | C Michael Willoughby | C/O Pfsweb, Inc 505 Millennium Drive Allen TX 75013 | Ceo/President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-09-02 | 12,500 | $8.73 | 270,864 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-09-04 | 12,500 | $0.00 | 283,364 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to purchase | Disposition | 2020-09-04 | 12,500 | $0.00 | 12,500 | $5.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
37,500 | 2021-03-29 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a Rule 10b5-1 plan.
- The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.66 to $8.88 on 09/02/2020. The reporting person will provide upon request to the SEC, the issuer or security holder of Issuer, full information regarding the number of shares sold at each separate price.
- Exercise of stock options issued under the Company's Stock and Incentive Plan.
- Subject to vesting schedule.