Filing Details
- Accession Number:
- 0001321732-20-000127
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-03 20:13:10
- Reporting Period:
- 2020-09-01
- Accepted Time:
- 2020-09-03 20:13:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1321732 | Penumbra Inc | PEN | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1651328 | Robert James Pray | One Penumbra Place Alameda CA 94502 | President, International | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-09-01 | 50 | $209.16 | 448,381 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2020-09-01 | 100 | $210.42 | 448,281 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2020-09-01 | 200 | $211.82 | 448,081 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2020-09-01 | 3,933 | $212.78 | 444,148 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2020-09-01 | 717 | $213.32 | 443,431 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,578 | Direct |
Footnotes
- The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- Shares are held by the Pray Revocable Trust.
- This transaction was executed in multiple trades at prices ranging from $210.24 to $210.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $211.25 to $212.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $212.24 to $213.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $213.16 to $213.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.