Filing Details
- Accession Number:
- 0001628280-20-013317
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-03 20:06:38
- Reporting Period:
- 2020-09-01
- Accepted Time:
- 2020-09-03 20:06:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1176948 | Ares Management Corp | ARES | Investment Advice (6282) | 954656677 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1464431 | R Michael Mcferran | 2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067 | Evp, Coo & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2020-09-01 | 30,000 | $40.40 | 712,228 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2020-09-02 | 30,000 | $19.00 | 742,228 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Options (Right to Buy) | Disposition | 2020-09-02 | 30,000 | $0.00 | 30,000 | $19.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 144,453 | 2025-03-23 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold on September 1, 2020 in multiple transactions at prices ranging from $40.25 to $40.57. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Includes 683,552 restricted units granted under Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement.
- The options are fully vested as of March 23, 2020.
Billionaire Hedge Funds
