Filing Details

Accession Number:
0000891839-11-000039
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-01 16:58:31
Reporting Period:
2011-03-04
Filing Date:
2011-04-01
Accepted Time:
2011-04-01 16:58:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
716314 Graham Corp GHM General Industrial Machinery & Equipment (3560) 161194720
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1408288 E Alan Smith C/O Graham Corporation
20 Florence Avenue
Batavia NY 14020
Vp Of Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-03-04 325 $20.85 6,538 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $10.84 2017-07-26 3,750 3,750 Direct
Common Stock Stock Option (Right to Buy) $30.88 2018-05-29 1,114 1,114 Direct
Common Stock Stock Option (Right to Buy) $15.22 2019-05-28 3,571 3,571 Direct
Common Stock Stock Option (Right to Buy) $15.25 2020-05-20 3,118 3,118 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-07-26 3,750 3,750 Direct
2018-05-29 1,114 1,114 Direct
2019-05-28 3,571 3,571 Direct
2020-05-20 3,118 3,118 Direct
Footnotes
  1. These shares were acquired under the Graham Corporation Employee Stock Purchase Plan.
  2. This option was previously reported by Mr. Smith and is exercisable pro rata on the first, second, third and fourth anniversaries of the 7/26/07 grant date.
  3. This option was previously reported by Mr. Smith and is exercisable pro rata on the first, second, third and fourth anniversaries of the 5/29/08 grant date.
  4. This option was previously reported by Mr. Smith and is exercisable 33 1/3% per year over three years beginning on the first anniversary of the 5/28/09 grant date.
  5. This option was previously reported by Mr. Smith and is exercisable 33 1/3% per year over three years beginning on the first anniversay of the 5/20/10 grant date.