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Filing Details

Accession Number:: 0001228770-20-000005
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-09-03 18:08:13
Reporting Period:: 2020-09-01

Accepted Time:: 2020-09-03 18:08:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1048268	Ies Holdings Inc.	IESC	Electrical Work (1731)	760542208

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1228770	S Gary Matthews	5433 Westheimer Road, Suite 500 Houston TX 77056		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-09-01	5,000	$29.33	61,605	No	4	S	Direct
Common Stock	Disposition	2020-09-01	1,786	$29.43	59,819	No	4	S	Direct
Common Stock	Disposition	2020-09-01	5,000	$29.24	54,819	No	4	S	Direct
Common Stock	Disposition	2020-09-02	2,350	$29.30	0	No	4	S	Indirect	Held by wife
Common Stock	Disposition	2020-09-02	5,000	$29.90	49,819	No	4	S	Direct
Common Stock	Disposition	2020-09-02	5,000	$29.70	44,819	No	4	S	Direct
Common Stock	Disposition	2020-09-02	5,000	$29.50	39,819	No	4	S	Direct
Common Stock	Disposition	2020-09-02	5,000	$29.35	34,819	No	4	S	Direct
Common Stock	Disposition	2020-09-02	1,452	$30.00	33,367	No	4	S	Direct
Common Stock	Disposition	2020-09-03	5,000	$29.14	28,367	No	4	S	Direct
Common Stock	Disposition	2020-09-03	375	$29.70	27,992	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	Held by wife
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	650	Indirect	Held by LM 2020 Trust
Common Stock	500	Indirect	Held in IRA in wife's name
Common Stock	5,106	Indirect	Held in IRA

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.20 to $29.52, inclusive. The reporting person undertakes to provide IES Holdings, Inc. ("IES"), any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.40 to $29.51, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.50, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.01, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.10 to $29.20, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.