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Filing Details

Accession Number:: 0001209191-20-049523
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-09-03 18:00:17
Reporting Period:: 2020-09-01

Accepted Time:: 2020-09-03 18:00:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1770787	10X Genomics Inc.	TXG	Laboratory Analytical Instruments (3826)	455614458

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1786720	Serge Saxonov	C/O 10X Genomics, Inc. 6230 Stoneridge Mall Road Pleasanton CA 94588	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2020-09-01	2,640	$1.20	955,821	No	4	M	Direct
Class A Common Stock	Acquisiton	2020-09-01	7,360	$5.04	963,181	No	4	M	Direct
Class A Common Stock	Acquisiton	2020-09-01	14,000	$1.07	977,181	No	4	M	Direct
Class A Common Stock	Disposition	2020-09-01	1,700	$112.86	975,481	No	4	S	Direct
Class A Common Stock	Disposition	2020-09-01	5,086	$113.82	970,395	No	4	S	Direct
Class A Common Stock	Disposition	2020-09-01	3,014	$114.74	967,381	No	4	S	Direct
Class A Common Stock	Disposition	2020-09-01	200	$115.53	967,181	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option (right to buy)	Disposition	2020-09-01	2,640	$0.00	2,640	$1.20
Class A Common Stock	Stock Option (right to buy)	Disposition	2020-09-01	7,360	$0.00	7,360	$5.04
Class A Common Stock	Stock Option (right to buy)	Disposition	2020-09-01	14,000	$0.00	14,000	$1.07

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
128,610	2027-10-18	No	4	M	Direct
135,765	2028-11-02	No	4	M	Direct
2,667	2026-11-18	No	4	M	Direct

Footnotes

This option exercise was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
This option exercise was not effected pursuant to a Rule 10b5-1 trading plan.
This sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
This transaction was executed in multiple trades at prices ranging from $112.28 to $113.25. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
This transaction was executed in multiple trades at prices ranging from $113.35 to $114.33. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
This transaction was executed in multiple trades at prices ranging from $114.37 to $115.28. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
This transaction was executed in multiple trades at prices ranging from $115.46 to $115.59. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
This option, originally for 300,000 shares, of which 171,390 have been exercised, vested as to one-forty-eighth of the shares on October 1, 2017, and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
This option, originally for 250,000 shares, of which 114,235 have been exercised, vested as to one forty-eighth of the shares on October 1, 2018, and one-forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
This option, originally for 200,000 shares, of which 197,333 have been exercised, vested as to one-fourth of the shares on August 1, 2017, and one forty-eighth of the shares subject to the option vested each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.