Filing Details
- Accession Number:
- 0001209191-20-049519
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-03 17:58:48
- Reporting Period:
- 2020-09-01
- Accepted Time:
- 2020-09-03 17:58:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1770787 | 10X Genomics Inc. | TXG | Laboratory Analytical Instruments (3826) | 455614458 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1786391 | J. Benjamin Hindson | C/O 10X Genomics, Inc. 6230 Stoneridge Mall Road Pleasanton CA 94588 | See Remarks | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-09-01 | 27,692 | $0.88 | 95,192 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2020-09-01 | 3,400 | $112.73 | 91,792 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2020-09-01 | 12,595 | $113.67 | 79,197 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2020-09-01 | 10,049 | $114.55 | 69,148 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2020-09-01 | 1,648 | $115.34 | 67,500 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2020-09-02 | 6,058 | $0.88 | 73,558 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2020-09-02 | 1,900 | $111.40 | 71,658 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2020-09-02 | 2,953 | $112.07 | 68,705 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2020-09-02 | 700 | $112.93 | 68,005 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2020-09-02 | 405 | $114.10 | 67,600 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2020-09-02 | 100 | $114.90 | 67,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (right to buy) | Disposition | 2020-09-01 | 27,692 | $0.00 | 27,692 | $0.88 |
Class A Common Stock | Stock Option (right to buy) | Disposition | 2020-09-02 | 6,058 | $0.00 | 6,058 | $0.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
152,308 | 2025-10-27 | No | 4 | M | Direct | |
146,250 | 2025-10-27 | No | 4 | M | Direct |
Footnotes
- The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
- This transaction was executed in multiple trades at prices ranging from $112.07 to $113.06. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- This transaction was executed in multiple trades at prices ranging from $113.07 to $114.06. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- This transaction was executed in multiple trades at prices ranging from $114.07 to $115.06. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- This transaction was executed in multiple trades at prices ranging from $115.11 to $115.60. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- This transaction was executed in multiple trades at prices ranging from $110.76 to $111.72. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- This transaction was executed in multiple trades at prices ranging from $111.76 to $112.59. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- This transaction was executed in multiple trades at prices ranging from $112.76 to $113.07. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- This transaction was executed in multiple trades at prices ranging from $113.82 to $114.38. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
- All of the shares subject to the option are fully vested and exercisable as of the date hereof.