Filing Details
- Accession Number:
- 0001127602-20-024730
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-03 17:49:05
- Reporting Period:
- 2020-09-01
- Accepted Time:
- 2020-09-03 17:49:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1745916 | Pennymac Financial Services Inc. | PFSI | Wholesale-Motor Vehicles & Motor Vehicle Parts & Supplies (5010) | IL |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196045 | F Joseph Mazzella | C/O Pennymac Financial Services, Inc. 3043 Townsgate Road Westlake Village CA 91361 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-09-01 | 11,159 | $52.57 | 176,872 | No | 4 | S | Indirect | Mazzella Family Irrevocable Trust |
| Common Stock | Disposition | 2020-09-01 | 6,841 | $53.47 | 170,031 | No | 4 | S | Indirect | Mazzella Family Irrevocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Mazzella Family Irrevocable Trust |
| No | 4 | S | Indirect | Mazzella Family Irrevocable Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 387,714 | Direct |
Footnotes
- These shares of Common Stock were sold pursuant to a 10b5-1 plan.
- The price reported is the weighted average price of multiple transactions ranging from $52.04 to $53.01. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
- The price reported is the weighted average price of multiple transactions ranging from $53.05 to $53.97. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of shares of Common Stock and the prices at which the transactions were effected.
- The reported amount consists of 4,236 restricted stock units and 383,478 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
Billionaire Hedge Funds
