Home > Insider Trading > Filing (0001209191-20-049413)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1013857	Pegasystems Inc	PEGA	Services-Computer Processing & Data Preparation (7374)	042787865

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1480560	Leon Trefler	C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142	Svp, Global Customer Success	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-09-01	1,300	$11.05	12,277	No	4	M	Direct
Common Stock	Disposition	2020-09-01	639	$129.07	11,638	No	4	F	Direct
Common Stock	Disposition	2020-09-01	661	$130.88	10,977	No	4	S	Direct
Common Stock	Acquisiton	2020-09-02	369	$0.00	11,346	No	4	M	Direct
Common Stock	Disposition	2020-09-02	164	$132.72	11,182	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options	Disposition	2020-09-01	1,300	$0.00	1,300	$11.05
Common Stock	Restricted Stock Units	Disposition	2020-09-02	369	$0.00	369	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
40,265	2013-12-12	2022-12-12	No	4	M	Direct
2,217	2018-03-02		No	4	M	Direct

Footnotes

Represents the exercise price of the stock options referenced in Table II and Mr. Trefler's tax liability, which were paid by way of the Company withholding shares of equal value.
Sold pursuant to a pre-arranged stock trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Represents a 5% vesting on September 2, 2020. The original grant was 7,387 restricted stock units, with 20% vesting on March 2, 2018, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
Options vested 20% on December 12, 2013, with the remaining 80% vesting in equal quarterly installments over the next four years.
Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
Once vested, shares of common stock are not subject to expiration.