Filing Details
- Accession Number:
- 0001209191-20-049410
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-03 16:29:38
- Reporting Period:
- 2020-09-01
- Accepted Time:
- 2020-09-03 16:29:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1524223 | Manning & Napier Inc. | MN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1234347 | O Marc Mayer | C/O Manning &Amp; Napier, Inc. 290 Woodcliff Drive Fairport NY 14450 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $0.01 | Acquisiton | 2020-09-01 | 2,500 | $4.39 | 418,447 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.35 to $4.41, inclusive. The reporting person undertakes to provide to Manning & Napier, Inc., any security holder of Manning & Napier, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote to this Form 4.
- Includes 125,000 restricted stock units that will convert to common stock on a one-for-one basis. The restricted stock units are subject to time vesting and will vest in full on December 31, 2020.
Billionaire Hedge Funds
