Filing Details

Accession Number:
0001445305-20-000102
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-03 16:05:51
Reporting Period:
2020-09-01
Accepted Time:
2020-09-03 16:05:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1445305 Workiva Inc WK Services-Prepackaged Software (7372) 472509828
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1626102 Jill Klindt 2900 University Boulevard
Ames IA 50010
Svp, Treasurer & Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-09-01 4,150 $60.15 29,602 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $18.60 2018-07-03 2027-07-02 25,000 25,000 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $12.40 2018-02-01 2027-02-01 10,000 10,000 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $14.03 2016-04-01 2025-08-31 16,000 16,000 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $15.83 2015-08-12 2024-08-11 11,880 11,880 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $8.48 2013-12-28 2022-12-27 5,940 5,940 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $15.86 2014-01-14 2024-01-13 911 911 Direct
Class A Common Stock Employee Stock Option to Purchase Class A Common Stock $15.86 2015-01-14 2024-01-13 5,544 5,544 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-07-02 25,000 25,000 Direct
2027-02-01 10,000 10,000 Direct
2025-08-31 16,000 16,000 Direct
2024-08-11 11,880 11,880 Direct
2022-12-27 5,940 5,940 Direct
2024-01-13 911 911 Direct
2024-01-13 5,544 5,544 Direct
Footnotes
  1. Granted pursuant to the 2014 Equity Incentive Plan.
  2. Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter.
  3. Vests as to 25% of the shares on April 1, 2016 and as to 6.25% of the shares at the end of each three-month period thereafter.
  4. Granted pursuant to the 2009 Unit Incentive Plan.