Filing Details
- Accession Number:
- 0001209191-20-049318
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-09-03 13:05:04
- Reporting Period:
- 2020-07-06
- Accepted Time:
- 2020-09-03 13:05:04
- Original Submission Date:
- 2020-07-08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1327688 | Ooma Inc | OOMA | Services-Computer Processing & Data Preparation (7374) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1646144 | A. James Gustke | C/O Ooma, Inc. 525 Almanor Ave., Suite 200 Sunnyvale CA 94085 | Vice President Of Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-07-06 | 5,900 | $6.04 | 133,729 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-07-06 | 9,499 | $16.88 | 124,230 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-07-06 | 1,762 | $17.92 | 122,468 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-07-06 | 6,900 | $18.95 | 115,568 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-07-08 | 2,739 | $17.00 | 112,829 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-07-06 | 5,900 | $0.00 | 5,900 | $6.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 39,100 | 2016-01-01 | 2025-01-05 | No | 4 | M | Direct |
Footnotes
- Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
- The range of prices for the shares of Common Stock is from $16.47 to $17.42. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- The range of prices for the shares of Common Stock is from $17.51 to $18.49. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- The range of prices for the shares of Common Stock is from $18.54 to $19.00. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
Billionaire Hedge Funds
