Filing Details
- Accession Number:
- 0001683168-20-002999
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-03 10:47:57
- Reporting Period:
- 2020-09-02
- Accepted Time:
- 2020-09-03 10:47:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1045742 | Live Ventures Inc | LIVE | Investors, Nec (6799) | 850206668 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1512469 | Jon Isaac | C/O Live Ventures, Inc. 325 East Warm Springs Road, Ste. 102 Las Vegas NV 89119 | Ceo And President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-09-02 | 10,082 | $0.00 | 1,593,221 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-09-03 | 10,000 | $0.00 | 1,603,221 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Purchase prices range from $8.80 to $9.20 for a weighted average purchase price of $9.05 per share.
- Purchase prices range from $9.20 to $9.36 for a weighted average purchase price of $9.29 per share.
- Includes (i) 158,333 shares of Series B Preferred Convertible Stock ("Series B Preferred Stock") and (ii) shares to purchase up to 118,029 shares of Series B Preferred Stock upon the exercise of warrants held by Isaac Capital Group, LLC, the sole member of which is Jon Isaac. The Series B Preferred Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.
Billionaire Hedge Funds
