Filing Details

Accession Number:
0001022646-20-000020
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-02 17:57:52
Reporting Period:
2020-08-31
Accepted Time:
2020-09-02 17:57:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1022646 Ultra Petroleum Corp UPLCQ Crude Petroleum & Natural Gas (1311) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1212774 P Neal Goldman 116 Inverness Drive East
#400
Englewood CO 80112
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-08-31 24,502 $0.01 201,439 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 208,334 208,334 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
208,334 208,334 Direct
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0063 to $0.0066, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range stated.
  2. Each restricted stock unit represents a contingent right to receive one common share of the Company.
  3. 198,864 of such remaining restricted stock units are time-based and were scheduled to vest in three equal annual installments beginning on May 25, 2019. An additional 9,470 restricted stock units are time-based and were scheduled to vest on May 25, 2019. However, the Reporting Person deferred the receipt of such vested amounts totaling 142,046 restricted stock units until January 1, 2021. 66,288 of the restricted stock units set forth in box 9 of this Form 4 are time-based and will vest, if at all, beginning on May 25, 2021. The time-based awards will terminate, and the applicable restricted stock units will not vest, if the Reporting Person is not a director of the Company on the date the award is scheduled to vest.