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Home > Insider Trading > Filing (0001181431-11-021362)

Filing Details

Accession Number:: 0001181431-11-021362
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-04-01 16:39:10
Reporting Period:: 2011-03-30

Filing Date:: 2011-04-01
Accepted Time:: 2011-04-01 16:39:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1108320	Smtc Corp	SMTX	Printed Circuit Boards (3672)	980197680

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1249891	E John Caldwell	635 Hood Road Markham A6 L3R 4N6	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-03-30	1,000	$1.64	1,000	No	4	M	Direct
Common Stock	Disposition	2011-03-30	1,000	$2.90	0	No	4	S	Direct
Common Stock	Acquisiton	2011-03-31	2,998	$1.64	2,998	No	4	M	Direct
Common Stock	Disposition	2011-03-31	2,998	$2.90	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option to Purchase Common Stock	Disposition	2011-03-30	1,000	$0.00	1,000	$1.64
Common Stock	Employee Stock Option to Purchase Common Stock	Disposition	2011-03-31	2,998	$0.00	2,998	$1.64

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,998		2012-11-14	No	4	M	Direct
0		2012-11-14	No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
One third of the options vested on November 14, 2008, one third of the options vested on November 14, 2009 and one third of the options vested on November 14, 2010, such that all of the options were fully vested on November 14, 2010.