Filing Details
- Accession Number:
- 0000899243-20-023998
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-02 16:57:33
- Reporting Period:
- 2020-09-01
- Accepted Time:
- 2020-09-02 16:57:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1771515 | Grocery Outlet Holding Corp. | GO | Retail-Grocery Stores (5411) | 471874201 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1779980 | K. Steven Wilson | C/O Grocery Outlet Holding Corp. 5650 Hollis Street Emeryville CA 94608 | Svp, Chief Purchasing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-09-01 | 7,143 | $3.81 | 141,329 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-09-01 | 7,143 | $42.00 | 134,186 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2020-09-01 | 7,143 | $0.00 | 7,143 | $3.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
142,067 | 2024-11-25 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.
- Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.