Filing Details

Accession Number:
0001015328-20-000171
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-02 16:07:14
Reporting Period:
2020-08-31
Accepted Time:
2020-09-02 16:07:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015328 Wintrust Financial Corp WTFC State Commercial Banks (6022) 363873352
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244290 J Edward Wehmer 9700 West Higgins Road, 8Th Floor
Rosemont IL 60018
Founder And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Depositary Shares Of Series E Preferred Stock Acquisiton 2020-08-31 1,189 $26.57 1,189 No 4 P Direct
Depositary Shares Of Series E Preferred Stock Acquisiton 2020-08-31 562 $26.57 562 No 4 P Indirect by Spouse
Depositary Shares Of Series E Preferred Stock Acquisiton 2020-08-31 1,177 $26.55 1,739 No 4 P Indirect by Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect by Spouse
No 4 P Indirect by Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,323 Indirect by 401(k) Plan
Common Stock 47,201 Indirect by Spouse
Common Stock 147,124 Direct
Footnotes
  1. Complete Title of Security: Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 6.875% Fixed-Rate Reset Non-Cumulative Perpetual Series E Preferred Stock, no par value ("Series E Preferred Stock"). The Series E Preferred Stock is not convertible into, or exchangeable for, shares of any other class or series of the Issuer's capital stock or other securities, and generally have no voting rights.