Filing Details

Accession Number:
0001209191-20-048986
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-09-01 21:00:16
Reporting Period:
2020-08-28
Accepted Time:
2020-09-01 21:00:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1739936 Svmk Inc. SVMK Services-Computer Programming, Data Processing, Etc. (7370) 800765058
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1753124 H Erika James C/O Svmk Inc.
One Curiosity Way
San Mateo CA 94403
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-28 6,100 $13.65 33,231 No 4 M Direct
Common Stock Disposition 2020-08-28 6,100 $25.01 27,131 No 4 S Direct
Common Stock Acquisiton 2020-08-31 18,039 $13.65 45,170 No 4 M Direct
Common Stock Disposition 2020-08-31 18,039 $25.01 27,131 No 4 S Direct
Common Stock Acquisiton 2020-09-01 41,486 $13.65 68,617 No 4 M Direct
Common Stock Disposition 2020-09-01 41,486 $25.20 27,131 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2020-08-28 6,100 $0.00 6,100 $13.65
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2020-08-31 18,039 $0.00 18,039 $13.65
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2020-09-01 41,486 $0.00 41,486 $13.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
168,900 2028-09-06 No 4 M Direct
150,861 2028-09-06 No 4 M Direct
109,375 2028-09-06 No 4 M Direct
Footnotes
  1. Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.
  2. Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy
  3. This transaction was executed in multiple trades at prices ranging from $25.00 to $25.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $25.00 to $25.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. The option, originally granted for 210,000 shares, vested as to 1/48th of the shares on 09/29/2018 and an additional 1/48th of the total number of option shares vest monthly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.