Filing Details
- Accession Number:
- 0001614178-20-000292
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-09-01 17:01:02
- Reporting Period:
- 2020-08-28
- Accepted Time:
- 2020-09-01 17:01:02
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1466857 | Julie Richardson | One Madison Avenue, Fifth Floor New York NY 10010 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-08-28 | 3,800 | $3.55 | 32,732 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-08-28 | 3,800 | $19.01 | 28,932 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-08-31 | 6,900 | $3.55 | 35,832 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-08-31 | 6,200 | $19.03 | 29,632 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-08-31 | 700 | $20.00 | 28,932 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-28 | 3,800 | $0.00 | 3,800 | $3.55 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-31 | 6,900 | $0.00 | 6,900 | $3.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
43,200 | 2025-05-20 | No | 4 | M | Direct | |
36,300 | 2025-05-20 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by Reporting Person.
- Includes 28,932 deferred stock units subject to deferred settlement, pursuant to the reporting person's election, until the earliest of the date the reporting person ceases to serve on the Company's board of directors or a change in control.
- Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.0000 to $19.0200, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.
- Reflects a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $19.0000 to $19.1000, inclusive. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of common shares sold at each separate price.
- 1/24th of the shares subject to the option vested on June 20, 2015 and the remaining shares subject to the option vest in equal monthly installments on the last day of each calendar month thereafter.