Home > Insider Trading > Filing (0001104659-20-100864)

Filing Details

Accession Number:: 0001104659-20-100864
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-08-31 17:17:59
Reporting Period:: 2020-08-27

Accepted Time:: 2020-08-31 17:17:59
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
914025	Plantronics Inc	PLT	Telephone & Telegraph Apparatus (3661)	770207692

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1626559	Siris Partners Iii, L.p.	C/O Siris Capital Group, Llc 601 Lexington Avenue, 59Th Floor New York NY 10022	No	No	Yes	Yes
1626560	Siris Partners Iii Parallel, L.p.	C/O Siris Capital Group, Llc 601 Lexington Avenue, 59Th Floor New York NY 10022	No	No	Yes	Yes
1685464	Triangle Private Investments, Llc	C/O Siris Capital Group, Llc 601 Lexington Avenue, 59Th Floor New York NY 10022	No	No	Yes	Yes
1705438	Siris Capital Group, Llc	C/O Siris Capital Group, Llc 601 Lexington Avenue, 59Th Floor New York NY 10022	No	No	Yes	Yes
1705439	Siris Capital Group Iii, L.p.	C/O Siris Capital Group, Llc 601 Lexington Avenue, 59Th Floor New York NY 10022	No	No	Yes	Yes
1705465	Siris Gp Holdco Iii, Llc	C/O Siris Capital Group, Llc 601 Lexington Avenue, 59Th Floor New York NY 10022	No	No	Yes	Yes
1705701	Siris Partners Gp Iii, L.p.	C/O Siris Capital Group, Llc 601 Lexington Avenue, 59Th Floor New York NY 10022	No	No	Yes	Yes
1736996	Triangle Private Holdings Ii, Llc	C/O Siris Capital Group, Llc 601 Lexington Avenue, 59Th Floor New York NY 10022	No	No	Yes	Yes
1737027	Triangle Private Holdings I, Llc	C/O Siris Capital Group, Llc 601 Lexington Avenue, 59Th Floor New York NY 10022	No	No	Yes	Yes
1772464	Siris Group Gp, Llc	C/O Siris Capital Group, Llc 601 Lexington Avenue, 59Th Floor New York NY 10022	No	No	Yes	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-08-27	4,065,666	$13.25	3,036,535	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	8,303	Indirect	See Footnotes

Footnotes

This Form 4 is being jointly filed by and on behalf of each of the following persons (each, a "Reporting Person"): (i) Triangle Private Holdings II, LLC, a Delaware limited liability company ("Triangle Holdings II"); (ii) Triangle Private Holdings I, LLC, a Delaware limited liability company ("Triangle Holdings I"); (iii) Triangle Private Investments, LLC, a Delaware limited liability company ("Triangle Parent"); (iv) Siris Partners III, L.P., a Delaware limited partnership ("Siris Fund III"); (v) Siris Partners III Parallel, L.P., a Delaware limited partnership ("Siris Fund III Parallel"); (vi) Siris Partners GP III, L.P., a Delaware limited partnership ("Siris Fund III GP"); (vii) Siris GP HoldCo III, LLC, a Delaware limited liability company ("Siris Fund III GP HoldCo"); (viii) Siris Capital Group III, L.P., a Delaware limited partnership ("Siris Fund III Advisor");
(Continued from Footnote 1) (ix) Siris Capital Group, LLC, a Delaware limited liability company ("Siris Capital Group"); and (x) Siris Group GP, LLC, a Cayman Islands exempted limited liability company ("Siris Group GP").
Triangle Holdings II is controlled by its sole member, Triangle Holdings I. Triangle Holdings I is controlled by its sole member, Triangle Parent. Triangle Parent is controlled by its members, Siris Fund III and Siris Fund III Parallel. Each of Siris Fund III and Siris Fund III Parallel is controlled by its general partner, Siris Fund III GP. Siris Fund III GP is controlled by its general partner, Siris Fund III GP HoldCo. Siris Fund III Advisor serves as investment manager to Siris Fund III and Siris Fund III Parallel pursuant to investment management agreements with each of them. Siris Capital Group shares investment management authority in respect of Siris Fund III and Siris Fund III Parallel pursuant to an agreement between Siris Fund III Advisor and Siris Capital Group. Siris Fund III Advisor is controlled by its general partner, Siris Group GP. Siris Capital Group is controlled by its managing member, Siris Group GP.
(Continued from Footnote 3) Each of Siris Fund III GP HoldCo and Siris Group GP is controlled by Frank Baker, Peter Berger and Jeffrey Hendren.
The Reporting Persons may be deemed to be members of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, and the rules and regulations thereunder (such Act and rules, as amended, the "Exchange Act"), which group may be deemed to share the power to vote or direct the vote, or to dispose or direct the disposition, of the securities reported herein. However, neither the filing of this Form 4 nor any of its contents shall be deemed to constitute an admission by any of the Reporting Persons that it is a member of a "group" for such purposes, for purposes of Section 16 of the Exchange Act or for any other purpose.
Each of the Reporting Persons expressly disclaims beneficial ownership of securities held by any other person or entity other than, to the extent of any pecuniary interest therein, the various accounts under such Reporting Person's management and control. Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. As permitted by Rule 16a-1(a)(4), the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons are beneficial owners of any of the securities covered by this statement.
Reflects securities directly held by Triangle Holdings II.
Reflects securities underlying Restricted Stock Unit Awards awarded to Frank Baker in connection with his service as a director of the Issuer. Pursuant to an assignment agreement between Siris Capital Group and Mr. Baker, Mr. Baker has assigned to Siris Capital Group all of his right, title and interest in and to any compensation, including equity awards, he received from the Issuer for his services as a director of the Issuer. Mr. Baker resigned from the Issuer's board of directors as of August 27, 2020.