Filing Details
- Accession Number:
- 0000899243-20-023680
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-31 16:39:11
- Reporting Period:
- 2020-08-27
- Accepted Time:
- 2020-08-31 16:39:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1771515 | Grocery Outlet Holding Corp. | GO | Retail-Grocery Stores (5411) | 471874201 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1779766 | Jr. Joseph Robert Sheedy | C/O Grocery Outlet Holding Corp. 5650 Hollis Street Emeryville CA 94608 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-08-14 | 1,250 | $0.00 | 24,559 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2020-08-27 | 18,750 | $3.81 | 43,309 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-08-27 | 18,750 | $40.60 | 24,559 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2020-08-27 | 18,750 | $0.00 | 18,750 | $3.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 310,811 | 2024-11-25 | No | 4 | M | Direct |
Footnotes
- Represents a gift made by the reporting person to a charitable fund.
- The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.
- Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.
Billionaire Hedge Funds
