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Home > Insider Trading > Filing (0001437749-20-019029)

Filing Details

Accession Number:: 0001437749-20-019029
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-08-31 16:31:25
Reporting Period:: 2020-08-27

Accepted Time:: 2020-08-31 16:31:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
719274	Giga Tronics Inc	GIGA	Instruments For Meas & Testing Of Electricity & Elec Signals (3825)	942656341

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1157358	P Lutz Henckels	5990 Gleason Drive Dublin CA 94568	Interim Chief Fin. Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-08-27	4,325	$3.86	29,718	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series B Convertible Voting Perpetual Preferred Shares	Acquisiton	2020-08-27	633	$81.77	4,220	$0.00
Common Stock	Series C Convertible Voting Perpetual Preferred Shares	Acquisiton	2020-08-27	236	$54.26	1,573	$0.00
Common Stock	Series D Voting Perpetual Preferred Shares	Acquisiton	2020-08-27	353	$53.15	2,353	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
697			No	4	P	Direct
236			No	4	P	Direct
353			No	4	P	Direct

Footnotes

Each share of preferred stock is convertible at any time upon request into shares of common stock on a 1:6.67 basis. Such preferred stock has no expiration date.