Filing Details
- Accession Number:
- 0001209191-20-048700
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-28 21:24:56
- Reporting Period:
- 2020-08-26
- Accepted Time:
- 2020-08-28 21:24:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1739936 | Svmk Inc. | SVMK | Services-Computer Programming, Data Processing, Etc. (7370) | 800765058 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1753128 | S John Schoenstein | C/O Svmk Inc. One Curiosity Way San Mateo CA 94403 | Chief Sales Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-08-26 | 3,727 | $12.35 | 125,703 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-08-26 | 3,727 | $25.00 | 121,976 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-08-28 | 1,601 | $12.35 | 123,577 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-08-28 | 1,500 | $13.20 | 125,077 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-08-28 | 1,200 | $16.03 | 126,277 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-08-28 | 4,301 | $25.01 | 121,976 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-08-26 | 3,727 | $0.00 | 3,727 | $12.35 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-08-28 | 1,601 | $0.00 | 1,601 | $12.35 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-08-28 | 1,500 | $0.00 | 1,500 | $13.20 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-08-28 | 1,200 | $0.00 | 1,200 | $16.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
140,023 | 2029-02-15 | No | 4 | M | Direct | |
138,422 | 2029-02-15 | No | 4 | M | Direct | |
43,293 | 2028-03-05 | No | 4 | M | Direct | |
98,800 | 2027-10-31 | No | 4 | M | Direct |
Footnotes
- Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.
- Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy
- This transaction was executed in multiple trades at prices ranging from $25.00 to $25.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option, originally granted for 150,000 shares, vested as to 1/12th of the shares on 05/15/2019 and an additional 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
- The option, originally granted for 75,000 shares, vested as to 1/12th of the shares on 05/15/2018 and an additional 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.
- The option, originally granted for 100,000 shares, vested as to 1/4th of the shares on 08/15/2018 and 1/16th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person continued employment or service to the Company until fully vested.