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Home > Insider Trading > Filing (0000950103-20-016872)

Filing Details

Accession Number:: 0000950103-20-016872
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-08-28 19:40:51
Reporting Period:: 2020-08-27

Accepted Time:: 2020-08-28 19:40:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1642545	Shockwave Medical Inc.	SWAV	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1404227	Evan Douglas Godshall	C/O Shockwave Medical, Inc. 5403 Betsy Ross Drive Santa Clara CA 95054	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-08-27	849	$3.42	99,208	No	4	M	Direct
Common Stock	Disposition	2020-08-27	849	$60.00	98,359	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2020-08-27	849	$0.00	849	$3.42

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
961,804		2027-05-09	No	4	M	Direct

Footnotes

This exercise and all sale transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 9/6/2019.
Twenty-Five percent of the shares subject to this option vested on 5/9/18 and the balance of the shares are scheduled to vest in equal monthly installments thereafter for 36 months.