Home > Insider Trading > Filing (0001275158-20-000113)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1275158	Noodles & Co	NDLS	Retail-Eating Places (5812)	841303469

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1544498	Michael James Chu	599 West Putnam Avenue Greenwich CT 06830	No	No	Yes	No
1545446	Arnold Scott Dahnke	599 West Putnam Avenue Greenwich CT 06830	No	No	Yes	No
1555549	Cp6 Management, L.l.c.	599 West Putnam Avenue Greenwich CT 06830	No	No	Yes	No
1580004	Catterton-Noodles, Llc	599 West Putnam Avenue Suite 200 Greenwich CT 06830	No	No	Yes	Yes
1821968	Catterton-Noodles Holdings, Llc	599 West Putnam Avenue Suite 200 Greenwich CT 06831	No	No	Yes	Yes

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2020-08-27	1,435,000	$7.85	2,787,476	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Warrants to Purchase Class A Common Stock	$4.35	2017-08-09	2022-02-09	1,913,793	1,913,793	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-02-09	1,913,793	1,913,793	Indirect

Footnotes

On August 27, 2020, Catterton-Noodles Holdings, LLC ("Catterton Noodles Holdings") sold 1,435,000 shares of Class A Common Stock, at a price of $7.85 per share, pursuant to a private transaction. Upon completion of the transaction, Catterton Noodles Holdings is the holder of record of 2,787,476 shares of Class A Common Stock. Catterton-Noodles, LLC ("Catterton Noodles") holds warrants that are immediately exercisable for the purchase of up to 1,913,793 shares of Class A Common Stock. CP6 Management, L.L.C. ("CP6") is the manager of each of Catterton Noodles and Catterton Noodles Holdings. The management of CP6 is controlled by a management board. J. Michael Chu and Scott A. Dahnke are the members of the management board of CP6.
Relationship of Reporting Person(s) to the Issuer: Catterton-Noodles Holdings, LLC: 10% Owner; Catterton-Noodles, LLC: Member of 10% Owner Group; CP 6 Management, L.L.C.: 10% Owner; Dahnke, Scott Arnold: 10% Owner; Chu, James Michael: 10% Owner.