Filing Details
- Accession Number:
- 0001493152-20-016925
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-28 16:15:28
- Reporting Period:
- 2020-08-27
- Accepted Time:
- 2020-08-28 16:15:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
873860 | Ocwen Financial Corp | OCN | Mortgage Bankers & Loan Correspondents (6162) | 650039856 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1583929 | Jr. B. Deforest Soaries | 1661 Worthington Road, Suite 100 West Palm Beach FL 33409 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-08-27 | 5,000 | $18.93 | 24,281 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Includes 9,009 shares underlying restricted stock units representing a contingent right to receive one share of OCN common stock for no additional consideration (RSUs) vesting and deliverable May 27, 2021, subject to certain conditions relating to the reporting person's service as a director of the issuer, 4,982 shares underlying previously vested RSUs deliverable on the six-month anniversary of the date the reporting person's service on the board of directors terminates, and 1,326 shares underlying previously vested RSUs that will be delivered on January 1, 2023. All share numbers have been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020.