Home > Insider Trading > Filing (0001209191-20-048596)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1462120	Live Oak Bancshares Inc.	LOB	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1036743	Iii S James Mahan	1741 Tiburon Drive Wilmington NC 28403	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Voting Common Stock	Acquisiton	2020-08-26	36,827	$20.62	3,272,077	No	4	P	Indirect	By James S. Mahan Revocable Trust
Voting Common Stock	Acquisiton	2020-08-27	36,500	$20.36	3,308,577	No	4	P	Indirect	By James S. Mahan Revocable Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By James S. Mahan Revocable Trust
No	4	P	Indirect	By James S. Mahan Revocable Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Voting Common Stock	3,159,714	Indirect	By Marguerite D. Mahan Revocable Trust

Footnotes

This transaction was executed in multiple trades at prices ranging from $20.09 to $20.90. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
This transaction was executed in multiple trades at prices ranging from $20.21 to $20.45. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.