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Filing Details

Accession Number:: 0001209191-20-048558
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-08-27 17:44:17
Reporting Period:: 2020-08-26

Accepted Time:: 2020-08-27 17:44:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1607716	Vivint Solar Inc.	VSLR	Heating Equipment, Except Electric & Warm Air Furnaces (3433)	455605880

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1618828	G. Thomas Plagemann	1800 West Ashton Blvd Lehi UT 84043	Cco; Evp, Capital Markets	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-08-26	54,824	$3.25	200,367	No	4	M	Direct
Common Stock	Acquisiton	2020-08-26	22,225	$3.45	222,592	No	4	M	Direct
Common Stock	Acquisiton	2020-08-26	9,737	$5.20	232,329	No	4	M	Direct
Common Stock	Disposition	2020-08-26	86,786	$27.57	145,543	No	4	S	Direct
Common Stock	Disposition	2020-08-26	5,945	$27.55	139,598	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2020-08-26	54,824	$0.00	54,824	$3.25
Common Stock	Stock Option (Right to Buy)	Disposition	2020-08-26	22,225	$0.00	22,225	$3.45
Common Stock	Stock Option (Right to Buy)	Disposition	2020-08-26	9,737	$0.00	9,737	$5.20

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2026-09-06	No	4	M	Direct
42,430	2027-10-02	No	4	M	Direct
34,773	2028-09-26	No	4	M	Direct

Footnotes

The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $27.405 to $27.67, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $27.41 to $27.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
One-third of the shares subject to the option become vested and exercisable on July 16, 2017, July 16, 2018 and July 16, 2019, respectively.
25% of the shares subject to this award vested on September 6, 2018, and 1/16th of the shares subject to this award vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.
25% of the shares subject to this award vested on September 6, 2019, and 1/16th of the shares subject to this award vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.