Filing Details
- Accession Number:
- 0001209191-20-048558
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-27 17:44:17
- Reporting Period:
- 2020-08-26
- Accepted Time:
- 2020-08-27 17:44:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1607716 | Vivint Solar Inc. | VSLR | Heating Equipment, Except Electric & Warm Air Furnaces (3433) | 455605880 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1618828 | G. Thomas Plagemann | 1800 West Ashton Blvd Lehi UT 84043 | Cco; Evp, Capital Markets | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-26 | 54,824 | $3.25 | 200,367 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-08-26 | 22,225 | $3.45 | 222,592 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-08-26 | 9,737 | $5.20 | 232,329 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-08-26 | 86,786 | $27.57 | 145,543 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-26 | 5,945 | $27.55 | 139,598 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-26 | 54,824 | $0.00 | 54,824 | $3.25 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-26 | 22,225 | $0.00 | 22,225 | $3.45 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-26 | 9,737 | $0.00 | 9,737 | $5.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2026-09-06 | No | 4 | M | Direct | |
| 42,430 | 2027-10-02 | No | 4 | M | Direct | |
| 34,773 | 2028-09-26 | No | 4 | M | Direct |
Footnotes
- The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $27.405 to $27.67, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $27.41 to $27.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- One-third of the shares subject to the option become vested and exercisable on July 16, 2017, July 16, 2018 and July 16, 2019, respectively.
- 25% of the shares subject to this award vested on September 6, 2018, and 1/16th of the shares subject to this award vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.
- 25% of the shares subject to this award vested on September 6, 2019, and 1/16th of the shares subject to this award vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.
Billionaire Hedge Funds
