Filing Details
- Accession Number:
- 0001562180-20-005688
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-27 16:59:13
- Reporting Period:
- 2020-08-24
- Accepted Time:
- 2020-08-27 16:59:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1636422 | Health Catalyst Inc. | HCAT | Services-Computer Programming, Data Processing, Etc. (7370) | 453337483 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1780980 | D. Daniel Burton | C/O Health Catalyst, Inc. 3165 Millrock Drive, #400 Salt Lake City UT 84121 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-24 | 98,554 | $15.84 | 256,054 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-08-24 | 5,465 | $10.80 | 261,519 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-08-24 | 20 | $6.24 | 261,539 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-08-24 | 1,900 | $32.00 | 259,639 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-24 | 8,301 | $31.18 | 251,338 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-24 | 93,838 | $30.24 | 157,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-08-25 | 17,013 | $15.84 | 174,513 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-08-25 | 6,080 | $30.34 | 168,433 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-25 | 10,933 | $30.88 | 157,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-24 | 98,554 | $0.00 | 98,554 | $15.84 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-24 | 5,465 | $0.00 | 5,465 | $10.80 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-24 | 20 | $0.00 | 20 | $6.24 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-08-25 | 17,013 | $0.00 | 17,013 | $15.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 201,194 | 2029-02-05 | No | 4 | M | Direct | |
| 401,269 | 2028-09-27 | No | 4 | M | Direct | |
| 0 | 2018-05-31 | 2024-06-12 | No | 4 | M | Direct |
| 184,181 | 2029-02-05 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.
- Represents the weighted average sale price of the shares sold ranging from $31.94 to $32.02 per share, inclusive.
- Represents the weighted average sale price of the shares sold ranging from $30.94 to $31.86 per share, inclusive.
- Represents the weighted average sale price of the shares sold ranging from $29.94 to $30.93 per share, inclusive.
- Represents the weighted average sale price of the shares sold ranging from $29.64 to $30.63 per share, inclusive.
- Represents the weighted average sale price of the shares sold ranging from $30.64 to $31.21 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) though (6).
- 25% of the 299,748 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.
- 25% of the 747,223 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.
- 25% of the 76,465 shares underlying the options vested in an annual installment on May 13, 2015 and the remaining balance vested in equal monthly installments until the option vested in full on May 13, 2018.
Billionaire Hedge Funds
